DFX Intelligence

C•••••••• H•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

C•••••••• H•••••••••

Advisor at B•••••••••

Brooklyn, NY | NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:51eee4c1-8f36-4466-3739-d3ace4d90a9c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Mar 25, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••••••	Independent wealth	May 4, 2026	n/a	yes	Brooklyn, NY\|NEW YORK, NY	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Mar 21, 2024	Mar 23, 2025	no	Columbus, OH\|Columbus, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	B•••••••••	Mar 23, 2025	May 4, 2026	407	Firm change after gap	Wirehouse to RIA
M••••• S••••••	J••• M••••• S••••••••• L••	Jan 11, 2024	Mar 21, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:79:OH:2024-01-10	Jan 11, 2024	Mar 21, 2024	COLUMBUS, OH	Firm change

Relationships

Registered with (3)

→ B•••••••••Registered adviserregistration: current employment
May 4, 2026 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Mar 21, 2024 to Mar 23, 2025factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Mar 25, 2023 to Jan 11, 2024factForm ADV

Dated events

Occurred
Mar 23, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 11, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:51eee4c1-8f36-4466-3739-d3ace4d90a9c
First observed: Mar 25, 2023
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.