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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

Christopher William Shaw

Advisor at UBS FINANCIAL SERVICES INC.

WEEHAWKEN, NJ

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Search this name across graphsid dfx:ria:51f52230-93a5-895d-3357-952013d47f90

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Apr 23, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UBS FINANCIAL SERVICES INC.
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 9, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jan 9, 1995
First registration: Apr 23, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 2539801

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UBS FINANCIAL SERVICES INC.	Wirehouse	Jun 9, 2026	n/a	yes	WEEHAWKEN, NJ	Current employment
SANCTUARY ADVISORS, LLC	Bd affiliated wealth	Oct 4, 2023	Apr 21, 2026	no	SEA GIRT, NJ\|FAIR HAVEN, NJ	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Oct 9, 2023	no	Red Bank, NJ	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	RED BANK, NJ	Previous registration
MORGAN STANLEY DW INC.	n/a	Apr 23, 2002	Apr 2, 2007	no	PURCHASE, NY\|RED BANK, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SANCTUARY ADVISORS, LLC	UBS FINANCIAL SERVICES INC.	Apr 21, 2026	Jun 9, 2026	49	Firm change	Ibd to wirehouse
MORGAN STANLEY	SANCTUARY ADVISORS, LLC	Oct 9, 2023	Oct 4, 2023	-5	Firm change	Wirehouse to ibd
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Relationships

Registered with (5)

→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: current employment
Jun 9, 2026 to presentfactForm ADV
→ SANCTUARY ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 4, 2023 to Apr 21, 2026factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Oct 9, 2023factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Apr 23, 2002 to Apr 2, 2007factForm ADV

Dated events

Occurred
Apr 21, 2026
Advisor changed firm
Christopher William Shaw left Sanctuary Advisors, Llc for Ubs Financial Services Inc. (registered 2026-06-09)
Form ADVobserved 6 days ago
Occurred
Oct 9, 2023
Advisor changed firm
Christopher William Shaw left Morgan Stanley for Sanctuary Advisors, Llc (registered 2023-10-04)
Form ADVobserved 6 days ago