This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$108MItem 5.F on the latest filing (2017-03-30); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$108M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

2

Advisory employees

2

Accounts

363

SEC number

801-110329

CRD

163938

Filings on the tape

1

First filed

Mar 30, 2017

Latest filed

Mar 30, 2017

Organised

Limited Liability Company, New Jersey

• Occurred

  Mar 30, 2017
  First Form ADV filing

  The Gm Group filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:51fca00a-e8d0-e840-7722-3f8445e57d62

First observed

Mar 30, 2017

Last observed

Mar 30, 2017 115 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.