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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

CERTUM GROUP

RISK SETTLEMENTS MANAGER, LLC, CRD 321759

NEWARK, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:520254ae-0d99-88f2-c9a7-19dc404c60ae

Data as of Jun 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Jun 29, 2026 to Jun 29, 2026
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Certum Group

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $276MItem 5.F on the latest filing (2026-06-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $276M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 20
Advisory employees: 16
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 10
Private funds: 10Schedule D 7.B(1)
SEC number: 801-136907
CRD: 321759
Filings on the tape: 1
First filed: Jun 29, 2026
Latest filed: Jun 29, 2026
Organised: Limited Liability Company, DE
Website: certumgroup.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DIAMOND, DAVID, JOHN	CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR	Na	yes	06/2026	Jun 29, 2026	Jun 29, 2026
RISK SETTLEMENTS HOLDCO, LLC	MANAGING MEMBER	E	yes	11/2021	Jun 29, 2026	Jun 29, 2026

Relationships

Controls (2)

← RISK SETTLEMENTS HOLDCO, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Jun 29, 2026 to presentfactForm ADV
← DIAMOND, DAVID, JOHNOwnerCHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR, ownership code NA, individual
Jun 29, 2026 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:520254ae-0d99-88f2-c9a7-19dc404c60ae
First observed: Jun 29, 2026
Last observed: Jun 29, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CERTUM GROUP

RISK SETTLEMENTS MANAGER, LLC, CRD 321759

NEWARK, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:520254ae-0d99-88f2-c9a7-19dc404c60ae

Data as of Jun 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:17 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DIAMOND, DAVID, JOHN

CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR

yes

06/2026

Jun 29, 2026

RISK SETTLEMENTS HOLDCO, LLC

MANAGING MEMBER

yes

11/2021

Jun 29, 2026