DFX Intelligence

M•••• A•••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

M•••• A•••• M•••••••••

M•••• A•••• M•••••••••, LLC, CRD 318164

KNOXVILLE, TN

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Search this name across graphsid dfx:ria:52102f44-3ad1-16a9-1426-df63cf1b4756

Data as of Jul 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 29, 2026 to Jul 29, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $55.7M••• Locked
Discretionary RAUM: $4.3M
Private client RAUM: $55.7Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 4
Advisory employees: 2

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D•••• A• M••••	n/a	KNOXVILLE, TN	1	29	7	no
J•••••• K••• L•••••	n/a	KNOXVILLE, TN \| South Weber, UT	0	13

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	n/a	0	0	0	2	0

Relationships

Registered with (3)

← A••• J•••• P•••••Advisorregistration: current employment
Jun 15, 2026 to presentfactForm ADV
← J•••••• K••• L•••••Advisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← D•••• A• M••••Advisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:52102f44-3ad1-16a9-1426-df63cf1b4756
First observed: Jul 29, 2026
Last observed: Jul 29, 2026 56 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.