DFX Intelligence

C•••••••• A•• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

C•••••••• A•• H•••••••

Advisor at F••••• F••••••••

DUBUQUE, IA

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Search this name across graphsid dfx:ria:52284c4c-1b79-5ab0-42a6-b6eaada7e0f5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Apr 6, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• F••••••••	Independent wealth	Mar 21, 2024	n/a	yes	DUBUQUE, IA	Current employment
C••••••• P•••••••	Independent wealth	Sep 19, 2023	Jan 2, 2024	no	Bellevue, IA\|OVERLAND PARK, KS	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• P•••••••	F••••• F••••••••	Jan 2, 2024	Mar 21, 2024	79	Firm change	RIA to new firm
A•••••• P••••••• P•••••••• I•••	C••••••• P•••••••	Sep 15, 2023	Sep 19, 2023

Relationships

Registered with (3)

→ F••••• F••••••••Registered adviserregistration: current employment
Mar 21, 2024 to presentfactForm ADV
→ C••••••• P•••••••Registered adviserregistration: previous registration
Sep 19, 2023 to Jan 2, 2024factForm ADV
→ A•••••• P••••••• P•••••••• I•••Registered adviserregistration: previous registration
Apr 6, 2021 to Sep 15, 2023factForm ADV

Dated events

Occurred
Jan 2, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 15, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:52284c4c-1b79-5ab0-42a6-b6eaada7e0f5
First observed: Apr 6, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.