DFX Intelligence

J•••• M•••••• D••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

J•••• M•••••• D••••••••

Advisor at D••••• F••••••••

WINDSOR, CT

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Search this name across graphsid dfx:ria:52309ce4-281d-f5d4-a1e4-d26beb529a0a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 7, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••• F••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 31, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••• F••••••••	State registered	Aug 17, 2026	n/a	yes	WINDSOR, CT	Current employment
K•••••• F•••••••• S•••••••• L••	Independent wealth	Nov 7, 2015	Sep 4, 2026	no	VERNON, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•••••• F•••••••• S•••••••• L••	D••••• F••••••••	Sep 4, 2026	Aug 17, 2026	-18	Firm change	RIA to state RIA

Relationships

Registered with (2)

→ D••••• F••••••••Registered adviserregistration: current employment
Aug 17, 2026 to presentfactForm ADV
→ K•••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Nov 7, 2015 to Sep 4, 2026factForm ADV

Dated events

Occurred
Sep 4, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:52309ce4-281d-f5d4-a1e4-d26beb529a0a
First observed: Nov 7, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.