DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••••••• I••••••••• M••••••••• L••
MCLEAN, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••••• I••••••••• M••••••••• L•• | Independent wealth | Jan 6, 2010 | n/a | yes | MCLEAN, VA | Current employment |
| C••••••••• I••••••••• M••••••••• L•• | Independent wealth | May 28, 2007 | Dec 31, 2009 | no | MCLEAN, VA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••••• • C••••••• L•• | C••••••••• I••••••••• M••••••••• L•• | May 3, 2007 | May 28, 2007 | 25 | Firm change | Other |
| M•• I•••••••• S•••••••• L•• | B••••• • C••••••• L•• | Sep 6, 2005 | Nov 4, 2005 |
| B••••• • C••••••• L•• | n/a | Nov 4, 2005 | May 3, 2007 | no | BETHESDA, MD | Previous registration |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Mar 26, 2003 | Sep 6, 2005 | no | BETHESDA, MD | Previous registration |
| E•••••••• A•••••••• L•• | National bd RIA | Dec 1, 2000 | Jan 17, 2003 | no | FALLS CHURCH, VA | Previous registration |
| 59 |
| Firm change |
| Other |
| E•••••••• A•••••••• L•• | M•• I•••••••• S•••••••• L•• | Jan 17, 2003 | Mar 26, 2003 | 68 | Firm change | Other |