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D••••• C••••••••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)24 years in industry

D••••• C••••••••• L•••••

Advisor at P•••••••• S••••••••• I•••

Jacksonville, FL

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Search this name across graphsid dfx:ria:5238a131-f331-e5e9-0082-6f7483b0d979

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jul 9, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• S••••••••• I•••	Bd affiliated wealth	Aug 2, 2023	n/a	yes	Jacksonville, FL	Current employment
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Jan 31, 2022	Jul 20, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• M••••• I••••••••• S•••••••••	P•••••••• S••••••••• I•••	Jul 20, 2023	Aug 2, 2023	13	Firm change	Other
P•••••••• S••••••••• I•••	N••••••••• M••••• I••••••••• S•••••••••	Jan 13, 2022

Relationships

Registered with (2)

→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jul 9, 2021 to Jan 13, 2022factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Jan 31, 2022 to Jul 20, 2023factForm ADV

Dated events

Occurred
Jul 20, 2023
Advisor changed firm
D••••• C••••••••• L••••• left N••••••••• M••••• I••••••••• S••••••••• for P•••••••• S••••••••• I••• (registered 2023-08-02)
Form ADVobserved 6 days ago
Occurred
Jan 13, 2022
Advisor changed firm
D••••• C••••••••• L••••• left P•••••••• S••••••••• I••• for N••••••••• M••••• I••••••••• S••••••••• (registered 2022-01-31)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5238a131-f331-e5e9-0082-6f7483b0d979
First observed: Jul 9, 2021
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.