DFX Intelligence

P••• A••••• G•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

P••• A••••• G•••••••••

Advisor at F•••• F••••••••

••• Locked

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Search this name across graphsid dfx:ria:52396957-2d57-2483-3569-46f047db04cb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 15, 1990 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 15, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Jan 13, 2014	n/a	yes	Minneapolis, MN\|MINNETONKA, MN	Current employment
F•••• F••••••••	Independent wealth	Dec 9, 2013	n/a	yes	MINNEAPOLIS, MN	Current employment

Relationships

Registered with (2)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Jan 13, 2014 to presentfactForm ADV
→ F•••• F••••••••Registered adviserregistration: current employment
Dec 9, 2013 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:52396957-2d57-2483-3569-46f047db04cb
First observed: Aug 15, 1990
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.