DFX Intelligence

T••• D••• F•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

T••• D••• F•••

Advisor at I••••••••• F•••••••• G••••• L••

COSTA MESA, CA

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Search this name across graphsid dfx:ria:523adb69-375e-0e63-2391-91347c69bff5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 9, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• F•••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• F•••••••• G••••• L••	Bd affiliated wealth	Jun 25, 2013	n/a	yes	COSTA MESA, CA	Current employment
S•••••••••	Former SEC adviser	Mar 9, 2022	Jun 19, 2025	no	COSTA MESA, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••••	n/a	Jun 19, 2025	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Jun 25, 2013 to presentfactForm ADV
→ S•••••••••Registered adviserregistration: previous registration
Mar 9, 2022 to Jun 19, 2025factForm ADV

Dated events

Occurred
Jun 19, 2025
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:523adb69-375e-0e63-2391-91347c69bff5
First observed: Mar 9, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.