DFX Intelligence
Reading the graph
Reading the graph
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Advisor at N•••• C•••••• A••••••• L••
OVIEDO, FL | PLANTATION, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| N•••• C•••••• A••••••• L•• | State registered | Dec 9, 2020 | n/a | yes | OVIEDO, FL|PLANTATION, FL | Current employment |
| V•••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Mar 28, 2011 | Jan 4, 2012 | no | POMPANO BEACH, FL|BOCA RATON, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| V•••• F•••••••• A•••••••• I••• | N•••• C•••••• A••••••• L•• | Jan 4, 2012 | Dec 9, 2020 | 3,262 | Firm change after gap | Other |
| E••••• J•••• | V•••• F•••••••• A•••••••• I••• | Mar 16, 2010 | Mar 28, 2011 |
| E••••• J•••• | National bd RIA | Jul 19, 2007 | Mar 16, 2010 | no | PLANTATION, FL | Previous registration |
| 377 |
| Firm change |
| Other |