This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

TRI-STAR ADVISORS, INC.

Current firm class

former SEC adviserderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 1, 1994earliest registration or exam on IAPD

Years in industry

32derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Designations

Chartered Financial Analyst

Exams

S63

First exam

Mar 4, 1994

First registration

May 11, 2009

Dual registered

yes, broker-dealer

Other names

JON C. VAUGHAN

IAPD individual key

2449905

Graph

RIA / Wealth Management

Canonical id

dfx:ria:523eff1b-1a1a-c0fd-058c-5f2d80cd5a16

First observed

May 11, 2009

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.