M•••••• B••••

Advisor at L•• F•••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Oct 30, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Oct 27, 2025	n/a	yes	FAIRPORT, NY\|FAIRPORT, NY\|WEBSTER, NY\|ROCHESTER, NY\|FAIRPORT, NY	Current employment
A••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	May 9, 2025	Sep 29, 2025	no	Pittsford, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• F•••••••• A•••••••• L••	L•• F•••••••• L••	Sep 29, 2025	Oct 27, 2025	28	Firm change	Ibd to ibd
S•••• R•••• • C••• I•••	A••••••• F•••••••• A•••••••• L••	Dec 11, 2024	May 9, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:6413:NY:2022-03-01	Mar 1, 2022	Feb 25, 2022	NEW YORK, NY	Firm change

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 25, 2022 to Dec 12, 2023factForm ADV
→ A••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
May 9, 2025 to Sep 29, 2025factForm ADV
→ S•••• R•••• • C••• I•••Registered adviserregistration: previous registration
Jan 2, 2024 to Dec 11, 2024factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Order

Occurred
29 Sep 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
11 Dec 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
12 Dec 2023
Advisor changed firm
••• Locked
Form ADV
Occurred
1 Mar 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 30, 2019
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.