Y•••••• J••••

Advisor at T••••••••• F•••••••• A•••••••• L••

TORRANCE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:524b397a-1878-3496-b550-7f5143b90c4b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 15, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••••• F•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 15, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	Mar 12, 2025	n/a	yes	TORRANCE, CA	Current employment
P•••• O••••••••• I••••••••• G•••• L••	State registered	Sep 18, 2019	Jul 20, 2021	no	LOS ANGELES, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• O••••••••• I••••••••• G•••• L••	T••••••••• F•••••••• A•••••••• L••	Jul 20, 2021	Mar 12, 2025	1,331	Firm change after gap	Other

Relationships

Registered with (2)

→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Mar 12, 2025 to presentfactForm ADV
→ P•••• O••••••••• I••••••••• G•••• L••Registered adviserregistration: previous registration
Sep 18, 2019 to Jul 20, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:524b397a-1878-3496-b550-7f5143b90c4b
First observed: Oct 15, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.