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Advisor at STONEX ADVISORS INC.
BIRMINGHAM, AL | Largo, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STONEX ADVISORS INC. | Bd affiliated wealth | Jan 30, 2015 | n/a | yes | Largo, FL|BIRMINGHAM, AL | Current employment |
| STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | Former SEC adviser | Jan 18, 2007 | Jan 30, 2015 | no | LARGO, FL|YOUNGSTOWN, OH | Previous registration |
| CETERA ADVISORS LLC | Former SEC adviser | Jan 1, 2004 | Dec 31, 2006 | no | LARGO, FL | Previous registration |
| VESTAX SECURITIES CORPORATION | n/a | Jun 29, 1998 | Jan 1, 2004 | no | LARGO, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | STONEX ADVISORS INC. | Jan 30, 2015 | Jan 30, 2015 | 0 | Bulk transfer | Other |
| CETERA ADVISORS LLC | STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | Dec 31, 2006 | Jan 18, 2007 | 18 | Firm change | Other |
| VESTAX SECURITIES CORPORATION | CETERA ADVISORS LLC | Jan 1, 2004 | Jan 1, 2004 | 0 | Firm change | Other |