DFX Intelligence

T•••••• S•••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

T•••••• S•••• N•••••

Advisor at P••••••••• • A• E••••••••• C••••••

OWINGS MILLS, MD | Raleigh, NC

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Search this name across graphsid dfx:ria:5257ce7b-5589-bc1d-404b-074b5c3e4b43

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 26, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• • A• E••••••••• C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• • A• E••••••••• C••••••	Independent wealth	Aug 7, 2024	n/a	yes	Raleigh, NC\|OWINGS MILLS, MD	Current employment
A•••••• A••••••• S•••••••	Former SEC adviser	Oct 25, 2019	Aug 19, 2024	no	RALEIGH, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• A••••••• S•••••••	P••••••••• • A• E••••••••• C••••••	Aug 19, 2024	Aug 7, 2024	-12	Firm change	Ibd to RIA
1•• G••••• A••••••• I••	A•••••• A••••••• S•••••••	Oct 25, 2019	Oct 25, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
104556:133777:NC:2024-08-19	Aug 19, 2024	Aug 7, 2024	RALEIGH, NC	Firm change

Relationships

Registered with (3)

→ P••••••••• • A• E••••••••• C••••••Registered adviserregistration: current employment
Aug 7, 2024 to presentfactForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Oct 25, 2019 to Aug 19, 2024factForm ADV
→ 1•• G••••• A••••••• I••Registered adviserregistration: previous registration
Jul 26, 2011 to Oct 25, 2019factForm ADV

Dated events

Occurred
Aug 19, 2024
Advisor changed firm
T•••••• S•••• N••••• left A•••••• A••••••• S••••••• for P••••••••• • A• E••••••••• C•••••• (registered 2024-08-07)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5257ce7b-5589-bc1d-404b-074b5c3e4b43
First observed: Jul 26, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.