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Advisor at WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.
Rochester, NY | BRISTOL, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WILLIAM JOSEPH CAPITAL MANAGEMENT, INC. | Independent wealth | Nov 18, 2025 | n/a | yes | Rochester, NY|BRISTOL, CT | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Oct 11, 2024 | Nov 19, 2025 | no | Pittsford, NY|SCOTTSDALE, AZ|Rochester, NY | Previous registration |
| AMERICAN PORTFOLIOS ADVISORS, INC | Former SEC adviser | Jul 7, 2017 | Oct 11, 2024 | no | HOLBROOK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | WILLIAM JOSEPH CAPITAL MANAGEMENT, INC. | Nov 19, 2025 | Nov 18, 2025 | -1 | Firm change | Ibd to RIA |
| AMERICAN PORTFOLIOS ADVISORS, INC | OSAIC WEALTH, INC. | Oct 11, 2024 | Oct 11, 2024 | 0 | Bulk transfer | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 23131:226535:NY:2025-11-19 | Nov 19, 2025 | Nov 18, 2025 | ROCHESTER, NY | Firm change |