This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

EMPOWER ADVISORY GROUP, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66|S63

First exam

Oct 2, 2015

First registration

Dec 13, 2019

Dual registered

yes, broker-dealer

Other names

HAL E LEWIS|HAROLD EUGENE LEWIS|HAROLD EUGENE LEWIS

IAPD individual key

6548574

• Occurred

  Nov 9, 2023
  Advisor changed firm

  Harold Lewis left Citigroup Global Markets Inc. for Empower Advisory Group, Llc (registered 2023-12-13)

  Form ADVobserved 5 days ago
• Occurred

  Apr 5, 2022
  Advisor changed firm

  Harold Lewis left Fidelity Personal And Workplace Advisors for Citigroup Global Markets Inc. (registered 2022-05-03)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:5260051f-70bc-9cd9-63fd-e24a5a004d38

First observed

Dec 13, 2019

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.