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T••••• W•••••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner27 years in industry

T••••• W•••••• F••••••

Advisor at P••••••• A••••••••• L•••

RED BANK, NJ | NEW YORK, NY | Whippany, NJ

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Search this name across graphsid dfx:ria:52606f49-8af2-b12b-7e9e-0784dab77934

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 21, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• A••••••••• L•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jul 29, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• A••••••••• L•••	Mixed wealth	Feb 3, 2017	n/a	yes	NEW YORK, NY\|Whippany, NJ	Current employment
W••••• W••••• M•••••••••	Independent wealth	Apr 23, 2015	n/a	yes	RED BANK, NJ\|Whippany, NJ	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••••••	W••••• W••••• M•••••••••	Sep 23, 2014	Apr 23, 2015	212	Firm change	Other

Relationships

Registered with (3)

→ P••••••• A••••••••• L•••Registered adviserregistration: current employment
Feb 3, 2017 to presentfactForm ADV
→ W••••• W••••• M•••••••••Registered adviserregistration: current employment
Apr 23, 2015 to presentfactForm ADV
→ R•••••••••Registered adviserregistration: previous registration
Nov 21, 2003 to Sep 23, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:52606f49-8af2-b12b-7e9e-0784dab77934
First observed: Nov 21, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.