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Reading the graph
Advisor at WELLS FARGO ADVISORS
PALO ALTO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Dec 1, 2023 | n/a | yes | PALO ALTO, CA | Current employment |
| MORGAN STANLEY | Wirehouse | Oct 23, 2020 | Dec 15, 2023 | no | Palo Alto, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | May 4, 2018 | Nov 4, 2020 | no | PALO ALTO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | WELLS FARGO ADVISORS | Dec 15, 2023 | Dec 1, 2023 | -14 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO ADVISORS | MORGAN STANLEY | Nov 4, 2020 | Oct 23, 2020 | -12 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:19616:CA:2023-12-15 | Dec 15, 2023 | Dec 1, 2023 | PALO ALTO, CA | Firm change |
| 19616:149777:CA:2020-10-21 | Nov 4, 2020 | Oct 23, 2020 | PALO ALTO, CA | Firm change |