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N••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

N••• W•••••

Advisor at E••••• J••••

TUALATIN, OR

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Search this name across graphsid dfx:ria:52773bc9-2b81-a56e-4b24-0988db029c7d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Aug 21, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 20, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	May 30, 2024	n/a	yes	TUALATIN, OR	Current employment
W•••• F•••• A•••••••	Wirehouse	Sep 19, 2022	Jun 12, 2024	no	VANCOUVER, WA\|HILLSBORO, OR\|FOREST GROVE, OR\|PORTLAND, OR\|HILLSBORO, OR

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	E••••• J••••	Jun 12, 2024	May 30, 2024	-13	Firm change	Wirehouse to ibd
L•• F•••••••• L••	W•••• F•••• A•••••••	Sep 23, 2022

Relationships

Registered with (6)

→ E••••• J••••Registered adviserregistration: current employment
May 30, 2024 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Sep 19, 2022 to Jun 12, 2024factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 1, 2022 to Sep 23, 2022factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••

Dated events

Occurred
Jun 12, 2024
Advisor changed firm
N••• W••••• left W•••• F•••• A••••••• for E••••• J•••• (registered 2024-05-30)
Form ADVobserved 7 days ago
Occurred
Sep 23, 2022
Advisor changed firm
N••• W••••• left L•• F•••••••• L•• for W•••• F•••• A••••••• (registered 2022-09-19)
Form ADVobserved 7 days ago
Occurred
Mar 31, 2022
Advisor changed firm
N••• W••••• left F••••••• P••••••• A•• W•••••••• A••••••• for L•• F•••••••• L•• (registered 2022-07-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:52773bc9-2b81-a56e-4b24-0988db029c7d
First observed: Aug 21, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.