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RIA / WealthAdvisor32 years in industry

JAMES BARRY WATTS

Advisor at WEALTHCARE ASSET MANAGEMENT, LLC

SPRINGFIELD, MO

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Search this name across graphsid dfx:ria:5288d1e5-9e7b-22ff-aed4-40f58aa8fd93

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 14, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTHCARE ASSET MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 25, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: May 25, 1994
First registration: Jan 14, 1999
Dual registered: no
Other names: J BARRY WATTS
IAPD individual key: 2482375

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTHCARE ASSET MANAGEMENT, LLC	Independent wealth	Jul 7, 2017	n/a	yes	SPRINGFIELD, MO	Current employment
REGAL INVESTMENT ADVISORS LLC	Bd affiliated wealth	Mar 29, 2017	Apr 3, 2017	no	Springfield, MO\|KENTWOOD, MI	Previous registration
WEALTHCARE ASSET MANAGEMENT, LLC	Independent wealth	Jul 7, 2014	Mar 27, 2017	no	SPRINGFIELD, MO	Previous registration
INVESTMENT CONSULTING GROUP, L.L.C.	n/a	Oct 12, 1999	Dec 31, 2007	no	SPRINGFIELD, MO	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Jan 14, 1999	Apr 19, 2007	no	SPRINGFIELD, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
REGAL INVESTMENT ADVISORS LLC	WEALTHCARE ASSET MANAGEMENT, LLC	Apr 3, 2017	Jul 7, 2017	95	Firm change	Other
WEALTHCARE ASSET MANAGEMENT, LLC	REGAL INVESTMENT ADVISORS LLC	Mar 27, 2017	Mar 29, 2017	2	Firm change	Other
INVESTMENT CONSULTING GROUP, L.L.C.	WEALTHCARE ASSET MANAGEMENT, LLC	Dec 31, 2007	Jul 7, 2014	2,380	Firm change after gap	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	INVESTMENT CONSULTING GROUP, L.L.C.	Apr 19, 2007	Oct 12, 1999	-2,746	Firm change after gap	Other

Relationships

Registered with (4)

→ WEALTHCARE ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 7, 2014 to Mar 27, 2017factForm ADV
→ REGAL INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Mar 29, 2017 to Apr 3, 2017factForm ADV
→ INVESTMENT CONSULTING GROUP, L.L.C.Registered adviserregistration: previous registration
Oct 12, 1999 to Dec 31, 2007factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 14, 1999 to Apr 19, 2007factForm ADV

Dated events

No dated event names this entity yet.