A••• N•••

Advisor at C•••••••• G••••• M•••••• I•••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5289d841-43ac-0957-6cb8-1986bc2b4e00

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 24, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• G••••• M•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 24, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Feb 21, 2025	n/a	yes	Santa Monica, CA\|Los Angeles, CA\|Pacific Palisades, CA\|LOS ANGELES, CA	Current employment
M••••• S••••••	Wirehouse	Mar 27, 2015	Feb 27, 2025	no	Beverly Hills, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	C•••••••• G••••• M•••••• I•••	Feb 27, 2025	Feb 21, 2025	-6	Firm change	Wirehouse to ibd
U•• F•••••••• S••••••• I•••	M••••• S••••••	Apr 7, 2015	Mar 27, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
8174:149777:CA:2015-03-03	Apr 7, 2015	Mar 27, 2015	BEVERLY HILLS, CA	Firm change

Relationships

Registered with (3)

→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: current employment
Feb 21, 2025 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Mar 27, 2015 to Feb 27, 2025factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Sep 24, 2014 to Apr 7, 2015factForm ADV

Dated events

Occurred
Feb 27, 2025
Advisor changed firm
A••• N••• left M••••• S•••••• for C•••••••• G••••• M•••••• I••• (registered 2025-02-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5289d841-43ac-0957-6cb8-1986bc2b4e00
First observed: Sep 24, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.