DFX Intelligence

T••••• L•• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

T••••• L•• S••••

Advisor at V••••••• A•••••••• I•••

PLANO, TX

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Search this name across graphsid dfx:ria:52a52b1b-736c-bb51-c753-8aa4ff7f60f9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Nov 24, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••••• A•••••••• I•••	Bd affiliated wealth	May 8, 2026	n/a	yes	PLANO, TX	Current employment
C••••• A••••••• G••••• L••	Independent wealth	Oct 30, 2025	Feb 13, 2026	no	Dallas, TX\|CLEARWATER, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A••••••• G••••• L••	V••••••• A•••••••• I•••	Feb 13, 2026	May 8, 2026	84	Firm change	RIA to ibd
P••• A••••••• I••••••••• A•••••••• I•••	C••••• A••••••• G••••• L••	Jul 18, 2025	Oct 30, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
145056:131167:TX:2025-07-17	Jul 18, 2025	Oct 30, 2025	PLANO, TX	Firm change

Relationships

Registered with (5)

→ V••••••• A•••••••• I•••Registered adviserregistration: current employment
May 8, 2026 to presentfactForm ADV
→ C••••• A••••••• G••••• L••Registered adviserregistration: previous registration
Oct 30, 2025 to Feb 13, 2026factForm ADV
→ P••• A••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 23, 2025 to Jul 18, 2025factForm ADV
→ F••••• I•••••••••

Dated events

Occurred
Feb 13, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 18, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 22, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 1, 2023
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:52a52b1b-736c-bb51-c753-8aa4ff7f60f9
First observed: Nov 24, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.