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Advisor at COMMONWEALTH FINANCIAL NETWORK
Ramona, CA | San Diego, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Sep 9, 2024 | n/a | yes | Ramona, CA|San Diego, CA | Current employment |
| OSAIC FA, INC. | Former SEC adviser | Nov 29, 2021 | Sep 9, 2024 | no | SAN DIEGO, CA|LA JOLLA, CA | Previous registration |
| OSAIC FS, INC. | Former SEC adviser | Nov 29, 2021 | Nov 29, 2021 | no | FORT WAYNE, IN|SAN DIEGO, CA | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | May 15, 2018 | Nov 30, 2021 | no | SAN DIEGO, CA|REDLANDS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC FA, INC. | COMMONWEALTH FINANCIAL NETWORK | Sep 9, 2024 | Sep 9, 2024 | 0 | Firm change | Ibd to ibd |
| VOYA FINANCIAL ADVISORS, INC. | OSAIC FS, INC. | Nov 30, 2021 | Nov 29, 2021 | -1 | Firm change | Ibd to ibd |
| OSAIC FS, INC. | OSAIC FA, INC. | Nov 29, 2021 | Nov 29, 2021 | 0 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 3978:8032:CA:2024-09-09 | Sep 9, 2024 | Sep 9, 2024 | LA JOLLA, CA | Firm change |