DFX Intelligence

B•••• P•••• C•••••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

B•••• P•••• C•••••• M••••••••• L•

CRD 148885

SANTA MONICA, CA

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Search this name across graphsid dfx:ria:52b148e9-0863-81db-5085-7fdc02a0a783

Data as of Aug 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 66
Dated events: 15
On other graphs: 4
Observed: Mar 30, 2012 to Aug 7, 2026
53 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

B•••• P•••• C•••••• M••••••••• L•

Private equity manager · shared crd

Independent Sponsorsidentity

B•••• P•••• C•••••• M••••••••• L•

Capital provider to sponsors · shared crd

Private Creditidentity

B•••• P•••• C•••••• M••••••••• L•

Private credit manager · shared crd

Real Estate Fundsidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.86 institutional_share=0.14 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $30B••• Locked
Discretionary RAUM: $30B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 173

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B•••• P•••• S••••••••• C••••• F••• L•	Hedge Fund	$5.5B	Aug 7, 2026	45	Mar 30, 2016	reported	021-238969
B•••• P•••• S•• M••••••••• L•	Hedge Fund	$1.3B	Aug 7, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• P•••• G• L••	GENERAL PARTNER	Na	yes	10/2008	Mar 30, 2012	Nov 8, 2024
B•••••• T•••••• P•••	CHIEF FINANCIAL OFFICER	Na	yes	10/2008	Mar 30, 2012	Nov 8, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•••• P•••• A••••••• L••	n/a	n/a	n/a	N	yes	n/a
B•••• P•••• C•••••• •••••••• D••	n/a	n/a	n/a	Y	yes	n/a
B•••• P•••• C•••••• E••••• L••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	14	no
Dublin	n/a	Ireland	4	no
London	n/a	United Kingdom	4	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$30B	$24B	24.7%	$16B	23.2%	173	159	3	3

Relationships

Advises (57)

→ B•••• P•••• L••• M••••• F•••• L•••Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ S•••••••• P••• I•• L•••Private fundSecuritized Asset Fund, IA
Aug 6, 2024 to presentfactForm ADV
→ B•• O••••••••• O••••••• F••• I•• L•Private fundHedge Fund, IA
May 25, 2017 to presentfactForm ADV
→ S•••••••• P••• I• L•••

Dated events

Occurred
Aug 7, 2026
P•••••• fund first reported
••• Locked
Form ADVobserved today
$55.7M
Occurred
Aug 7, 2026
P•••••• fund first reported
••• Locked
Form ADVobserved today
$488M
Occurred
Aug 7, 2026
P•••••• fund no longer reported
••• Locked
Form ADVobserved today
$37.7M
Occurred
Aug 7, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:52b148e9-0863-81db-5085-7fdc02a0a783
First observed: Mar 30, 2012
Last observed: Aug 7, 2026 47 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.