DFX Intelligence

E•••• C••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

E•••• C••••• B•••••

Advisor at K••••• P•••••• W••••• S•••••••• L••

SALT LAKE CITY, UT | AUSTIN, TX

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Search this name across graphsid dfx:ria:52b17e1b-fd26-af22-ff8c-c95a881b4e5c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 16, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• P•••••• W••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 12, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• P•••••• W••••• S•••••••• L••	Bd affiliated wealth	Nov 17, 2014	n/a	yes	SALT LAKE CITY, UT\|AUSTIN, TX	Current employment
R•• C•••••• M••••••• L••	National bd RIA	Mar 16, 2000	Nov 17, 2014	no	SALT LAKE CITY, UT\|SALT LAKE CITY, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• C•••••• M••••••• L••	K••••• P•••••• W••••• S•••••••• L••	Nov 17, 2014	Nov 17, 2014	0	Firm change	Other

Relationships

Registered with (2)

→ K••••• P•••••• W••••• S•••••••• L••Registered adviserregistration: current employment
Nov 17, 2014 to presentfactForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Mar 16, 2000 to Nov 17, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:52b17e1b-fd26-af22-ff8c-c95a881b4e5c
First observed: Mar 16, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.