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M•••• F•••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

M•••• F•••••• C•••••

Advisor at C•••••• A••••••• L••

NAPERVILLE, IL

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Search this name across graphsid dfx:ria:52bdecc1-f557-a088-bb67-6d2496bd3e65

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 10, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A••••••• L••
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 25, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 1

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A••••••• L••	Asset manager	Jul 25, 2014	n/a	yes	NAPERVILLE, IL	Current employment
S•••••••• A••••••• L••	National bd RIA	Apr 10, 2012	Jul 9, 2014	no	NAPERVILLE, IL

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A••••••• L••	C•••••• A••••••• L••	Jul 9, 2014	Jul 25, 2014	16	Firm change	Other

Relationships

Registered with (2)

→ C•••••• A••••••• L••Registered adviserregistration: current employment
Jul 25, 2014 to presentfactForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Apr 10, 2012 to Jul 9, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:52bdecc1-f557-a088-bb67-6d2496bd3e65
First observed: Apr 10, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.