DFX Intelligence

F••••••••• F•••••••• A••••••• N••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

F••••••••• F•••••••• A••••••• N••••••• L••

CRD 171585

FOXBORO, MA

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Search this name across graphsid dfx:ria:52c92fe1-5073-b26b-284b-78bffe950781

Data as of Dec 15, 2014 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 23, 2014 to Dec 15, 2014
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 1
Advisory employees: 0
Accounts: 0

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• K••••••••• R•	MANAGER / CHIEF COMPLIANCE OFFICER	E	yes	05/2014	Jul 23, 2014	Dec 15, 2014

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F••••••••• F•••••••• M••••••••• G••••• L••	n/a	Former SEC adviser	$235M	Y	yes	n/a

Relationships

Affiliated with (1)

→ F••••••••• F•••••••• M••••••••• G••••• L••Registered adviserother investment adviser, control, common control
factForm ADV

Controls (1)

← B•••• K••••••••• R•OwnerMANAGER / CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jul 23, 2014 to presentfactForm ADV

Dated events

Occurred
Jul 23, 2014
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:52c92fe1-5073-b26b-284b-78bffe950781
First observed: Jul 23, 2014
Last observed: Dec 15, 2014 143 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.