DFX Intelligence

R•••••• S• T•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

R•••••• S• T•••••••••

Advisor at A•••••• W••••• M••••••••• L••

Tampa, FL

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Search this name across graphsid dfx:ria:52d21032-c5b8-e7d6-8f9d-fe771a3d86cb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Nov 9, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• W••••• M••••••••• L••	Independent wealth	Oct 10, 2024	n/a	yes	Tampa, FL	Current employment
B••••••••• F•••••••• M••••••••• ••• L••	Independent wealth	Aug 29, 2023	Oct 26, 2024	no	Tampa, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• F•••••••• M••••••••• ••• L••	A•••••• W••••• M••••••••• L••	Oct 26, 2024	Oct 10, 2024	-16	Firm change	RIA to RIA
A•••••• W••••• M••••••••• L••	B••••••••• F•••••••• M••••••••• ••• L••	Jul 31, 2023	Aug 29, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
289142:322265:FL:2024-10-26	Oct 26, 2024	Oct 10, 2024	TAMPA, FL	Firm change

Relationships

Registered with (3)

→ A•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Oct 10, 2024 to presentfactForm ADV
→ B••••••••• F•••••••• M••••••••• ••• L••Registered adviserregistration: previous registration
Aug 29, 2023 to Oct 26, 2024factForm ADV
→ A•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 9, 2020 to Jul 31, 2023factForm ADV

Dated events

Occurred
Oct 26, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:52d21032-c5b8-e7d6-8f9d-fe771a3d86cb
First observed: Nov 9, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.