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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

ASCENDANT WEALTH MANAGEMENT

ASCENDANT WEALTH MANAGEMENT LLC, CRD 145098

BONITA SPRINGS, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:52d74280-70b9-41ca-c67a-a17743df3959

Data as of Feb 19, 2020 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 26, 2012 to Feb 19, 2020
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $132MItem 5.F on the latest filing (2020-02-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $132M
Private client RAUM: $132MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 66
Individual clients: 44
High net worth clients: 22
Custody, client assets: $72.7M
SEC number: 801-68341
CRD: 145098
Filings on the tape: 13
First filed: Mar 26, 2012
Latest filed: Feb 19, 2020
Organised: Limited Liability Company, Florida

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CORCORAN, DAVID, P.	SENIOR VICE PRESIDENT	Na	yes	10/2007	Mar 26, 2012	Feb 19, 2020
MORGAN, DARIN, ANDREW	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	A	yes	07/2007	Mar 26, 2012	Feb 19, 2020
SCHILLER, FRIEDRICH	Member	E	yes	07/2007	Mar 26, 2012	Feb 19, 2020

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Feb 19, 2020	$132M	$132M	3	2	0	n/a	n/a
2018	Mar 26, 2019	$118M	$118M	3	2	0	n/a	n/a
2017	Mar 24, 2018	$110M	$110M	4	2	0	n/a	n/a
2016	Mar 14, 2017	$111M	$111M	4	2	n/a	n/a	n/a
2015	Mar 16, 2016	$97.7M	$97.7M	4	2	n/a	n/a	n/a
2014	Feb 18, 2015	$96.1M	$96.1M	4	2	n/a	n/a	n/a
2013	Feb 13, 2014	$91.4M	$91.4M	4	2	n/a	n/a	n/a
2012	Mar 18, 2013	$92.2M	$92.2M	4	2	n/a	n/a	n/a
2011	Mar 26, 2012	$93.9M	$93.9M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$132M	$118M	11.4%	$111M	6.0%	3	3	0	0

Relationships

Controls (3)

← MORGAN, DARIN, ANDREWOwnerMANAGING MEMBER, CHIEF COMPLIANCE OFFICER, ownership code A, individual
Mar 26, 2012 to presentfactForm ADV
← SCHILLER, FRIEDRICHOwnerMEMBER, ownership code E, individual
Mar 26, 2012 to presentfactForm ADV
← CORCORAN, DAVID, P.OwnerSENIOR VICE PRESIDENT, ownership code NA, individual
Mar 26, 2012 to presentfactForm ADV

Registered with (1)

← DARIN ANDREW MORGANAdvisorregistration: previous registration
Oct 5, 2007 to Jun 24, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:52d74280-70b9-41ca-c67a-a17743df3959
First observed: Mar 26, 2012
Last observed: Feb 19, 2020 80 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ASCENDANT WEALTH MANAGEMENT

ASCENDANT WEALTH MANAGEMENT LLC, CRD 145098

BONITA SPRINGS, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:52d74280-70b9-41ca-c67a-a17743df3959

Data as of Feb 19, 2020 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:21 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CORCORAN, DAVID, P.

SENIOR VICE PRESIDENT

yes

10/2007

Mar 26, 2012

Feb 19, 2020

MORGAN, DARIN, ANDREW

MANAGING MEMBER, CHIEF COMPLIANCE OFFICER

yes

07/2007

Mar 26, 2012

Feb 19, 2020

SCHILLER, FRIEDRICH

Member

yes

07/2007

Mar 26, 2012

Feb 19, 2020

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Feb 19, 2020

$132M

n/a

2018

Mar 26, 2019

$118M

n/a

2017

Mar 24, 2018

$110M

n/a

2016

Mar 14, 2017

$111M

n/a

2015

Mar 16, 2016

$97.7M

n/a

2014

Feb 18, 2015

$96.1M

n/a

2013

Feb 13, 2014

$91.4M

n/a

2012

Mar 18, 2013

$92.2M

n/a

2011

Mar 26, 2012

$93.9M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$132M

$118M

11.4%

$111M

6.0%