DFX Intelligence

W••••• A•••• F•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 100m 1b

W••••• A•••• F•••••• M••••••••• L••

CRD 337254

COCONUT CREEK, FL

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Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 5
On other graphs: 2
Observed: Dec 3, 2025 to Mar 30, 2026
2 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

W••••• A•••• F•••••• M••••••••• L••

Private equity manager · key_crd, key_sfn_adviser, shared_crd

Independent Sponsorsidentity

W••••• A•••• F•••••• M••••••••• L••

Capital provider to sponsors · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $349M••• Locked
Discretionary RAUM: $349M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 17

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
W••••• A•••• L•••••• F••• I• L•	Private Equity Fund	$179M	Mar 30, 2026	3	Mar 30, 2026	reported	021-568446
W••••• A•••• F•••••• F••• I• L•	Private Equity Fund	$100M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• J•••••• L•••••••	CHIEF COMPLIANCE OFFICER	Na	yes	11/2025	Mar 30, 2026	Mar 30, 2026
F•••••••• S••••• B••••	CHIEF FINANCIAL OFFICER	Na	yes	11/2025	Mar 30, 2026	Mar 30, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$349M	$349M	17	15	0	5	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$349M	n/a	n/a	n/a	n/a	17	n/a	0	n/a

Relationships

Advises (5)

→ W••••• A•••• F•••••• F••• I• L•Private fundPrivate Equity Fund, IA
Mar 30, 2026 to presentfactForm ADV
→ W••••• A•••• L•••••• F••• I• L•Private fundPrivate Equity Fund, IA
Mar 30, 2026 to presentfactForm ADV
→ W••••• A•••• L•••••• O••••••• F••• I• L•Private fundPrivate Equity Fund, IA
Mar 30, 2026 to presentfactForm ADV
→ W••••• A•••• U• M••••• F••• I• L•

Dated events

Order

Occurred
30 Mar 2026
Private fund first reported5 events
Private fund first reported: 5 on 30 Mar 2026
$70.0M to $179M
- ••• Locked$179M
- ••• Locked$100M
- ••• Locked$70.0M

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 3, 2025
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.