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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

TB CHINA QFII INVESTMENTS LTD.

CRD 162011

GRAND CAYMAN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:52d9dde0-7084-ba00-a930-7988cae95410

Data as of Mar 29, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jun 25, 2015 to Mar 29, 2023
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 17
Advisory employees: 9
Offices: 2Schedule D 1.F, beyond the principal office
SEC number: 801-100450
CRD: 162011
Filings on the tape: 14
First filed: Jun 25, 2015
Latest filed: Mar 29, 2023
Organised: Other (specify)

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
COLUMBIA QFII FUND	Other Private Fund	$169M	Mar 31, 2015	2	Mar 28, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GE, FENG	Director	Na	yes	11/2019	Jun 25, 2015	Mar 29, 2023
LI, SHUJUN	Shareholder	E	yes	09/2012	Jun 25, 2015	Mar 29, 2023
LI, SHUJUN	DIRECTOR AND CHIEF EXECUTIVE OFFICER	Na	yes	05/2008	Jun 25, 2015	Mar 29, 2023
LIN, DAVID	CHIEF COMPLIANCE OFFICER	Na	yes	05/2008	Jun 25, 2015	Mar 29, 2023
TBP PUBLIC LIMITED	Shareholder	E	yes	09/2012	Jun 25, 2015	Mar 29, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TB ALTERNATIVE ASSETS LTD.	n/a	Asset manager	$708M	N	yes	n/a
TB EARLY MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a
TB MANAGEMENT HOLDINGS LIMITED	n/a	n/a	n/a	N	yes	n/a
TB PARTNERS GP LIMITED	n/a	n/a	n/a	N	yes	n/a
TB PARTNERS GP5 LIMITED	n/a	n/a	n/a	N	yes	n/a
TB PARTNERS GP6 LIMITED	n/a	n/a	n/a	N	yes	n/a
TB PARTNERS GP7 LIMITED	n/a	n/a	n/a	N	yes	n/a
TBP CONSULTING (HK) LIMITED	n/a	n/a	n/a	N	yes	n/a
TBP INVESTMENT ADVISORY (HK) LIMITED	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Shanghai	n/a	China	5	no
HONG KONG	n/a	Hong Kong	4	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 29, 2023	n/a	n/a	17	9	2	n/a	n/a
2021	Mar 29, 2022	$92.0M	$92.0M	17	9	2	n/a	n/a
2020	Mar 30, 2021	$90.0M	$90.0M	18	10	2	n/a	n/a
2019	Mar 19, 2020	$64.0M	$64.0M	17	9	2	n/a	n/a
2018	Mar 27, 2019	$50.0M	$50.0M	17	10	2	n/a	n/a
2017	Mar 27, 2018	$122M	$122M	17	10	2	n/a	n/a
2016	Mar 14, 2017	$69.0M	$69.0M	16	10	n/a	n/a	n/a
2015	Mar 29, 2016	$102M	$102M	13	7	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	n/a	$92.0M	n/a	$64.0M	n/a	17	17	2	2

Relationships

Affiliated with (1)

→ TB ALTERNATIVE ASSETS LTD.Registered adviserother investment adviser, bank, common control
factForm ADV

Controls (4)

← LI, SHUJUNOwnerSHAREHOLDER, ownership code E, individual
Jun 25, 2015 to presentfactForm ADV
← GE, FENGOwnerDIRECTOR, ownership code NA, individual
Jun 25, 2015 to presentfactForm ADV
← LIN, DAVIDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 25, 2015 to presentfactForm ADV
← TBP PUBLIC LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Jun 25, 2015 to presentfactForm ADV

Advises (1)

→ COLUMBIA QFII FUNDPrivate fundOther Private Fund, ERA, no longer reported
Mar 28, 2012 to Mar 31, 2015factForm ADV

Dated events

Occurred
Jun 25, 2015
First Form ADV filing
Tb China Qfii Investments Ltd. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:52d9dde0-7084-ba00-a930-7988cae95410
First observed: Jun 25, 2015
Last observed: Mar 29, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TB CHINA QFII INVESTMENTS LTD.

CRD 162011

GRAND CAYMAN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:52d9dde0-7084-ba00-a930-7988cae95410

Data as of Mar 29, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:15 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

COLUMBIA QFII FUND

Other Private Fund

$169M

Mar 31, 2015

Mar 28, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GE, FENG

Director

yes

11/2019

Jun 25, 2015

Mar 29, 2023

LI, SHUJUN

Shareholder

yes

09/2012

Jun 25, 2015

Mar 29, 2023

LI, SHUJUN

DIRECTOR AND CHIEF EXECUTIVE OFFICER

yes

05/2008

Jun 25, 2015

Mar 29, 2023

LIN, DAVID

CHIEF COMPLIANCE OFFICER

yes

05/2008

Jun 25, 2015

Mar 29, 2023

TBP PUBLIC LIMITED

Shareholder

yes

09/2012

Jun 25, 2015

Mar 29, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TB ALTERNATIVE ASSETS LTD.

n/a

Asset manager

$708M

yes

n/a

TB EARLY MANAGEMENT LIMITED

n/a

yes

n/a

TB MANAGEMENT HOLDINGS LIMITED

n/a

yes

n/a

TB PARTNERS GP LIMITED

n/a

yes

n/a

TB PARTNERS GP5 LIMITED

n/a

yes

n/a

TB PARTNERS GP6 LIMITED

n/a

yes

n/a

TB PARTNERS GP7 LIMITED

n/a

yes

n/a

TBP CONSULTING (HK) LIMITED

n/a

yes

n/a

TBP INVESTMENT ADVISORY (HK) LIMITED

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Shanghai

n/a

China

HONG KONG

n/a

Hong Kong

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 29, 2023

n/a

2021

Mar 29, 2022

$92.0M

n/a

2020

Mar 30, 2021

$90.0M

n/a

2019

Mar 19, 2020

$64.0M

n/a

2018

Mar 27, 2019

$50.0M

n/a

2017

Mar 27, 2018

$122M

n/a

2016

Mar 14, 2017

$69.0M

n/a

2015

Mar 29, 2016

$102M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

n/a

$92.0M

n/a

$64.0M

n/a