DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at SPC
Fishkill, NY | ANN ARBOR, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Spc | Bd affiliated wealth | Aug 18, 2025 | n/a | yes | Fishkill, NY|ANN ARBOR, MI | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jun 29, 2021 | Aug 18, 2025 | no | FISHKILL, NY|FISHKILL, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | Spc | Aug 18, 2025 | Aug 18, 2025 | 0 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8032:110692:NY:2025-08-18 | Aug 18, 2025 | Aug 18, 2025 | FISHKILL, NY | Firm change |