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S•••••••• S•••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

S•••••••• S•••• T•••••

Advisor at W•••• I••••••••• A•••••••• L••

WEST ORANGE, NJ

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Search this name across graphsid dfx:ria:52e2cdf4-6fa4-de70-c9fa-30cd0d3a47ae

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 1, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• I••••••••• A•••••••• L••
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• I••••••••• A•••••••• L••	Other adviser	Jan 22, 2026	n/a	yes	WEST ORANGE, NJ	Current employment
Q•••••• A•••• M••••••••• I•••	Former SEC adviser	Jul 21, 2014	Nov 11, 2016	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Q•••••• A•••• M••••••••• I•••	W•••• I••••••••• A•••••••• L••	Nov 11, 2016	Jan 22, 2026	3,359	Firm change after gap	Other
H•••••• T••••••• • K•••• L••	Q•••••• A•••• M••••••••• I•••	Jun 23, 2014

Relationships

Registered with (4)

→ W•••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Jan 22, 2026 to presentfactForm ADV
→ Q•••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Jul 21, 2014 to Nov 11, 2016factForm ADV
→ H•••••• T••••••• • K•••• L••Registered adviserregistration: previous registration
Feb 18, 2014 to Jun 23, 2014factForm ADV
→ E•••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:52e2cdf4-6fa4-de70-c9fa-30cd0d3a47ae
First observed: Aug 1, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.