DFX Intelligence

G•••••• L•••••• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner39 years in industry

G•••••• L•••••• K•••••••

Advisor at W•••••••• A•••••••• L••

ORCHARD PARK, NY

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Search this name across graphsid dfx:ria:52f0c668-0506-f6df-7063-d1d80e7c57c8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 26, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••••• A•••••••• L••	Independent wealth	Feb 15, 2018	n/a	yes	ORCHARD PARK, NY	Current employment
W•••••••• A•••••••• L••	Independent wealth	Nov 18, 2010	Dec 31, 2010	no	WILLIAMSVILLE, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• G•••• • C• I••	W•••••••• A•••••••• L••	Apr 21, 2025	Nov 18, 2010	-5,268	Firm change after gap	Other

Relationships

Registered with (2)

→ W•••••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 18, 2010 to Dec 31, 2010factForm ADV
→ C•••••• G•••• • C• I••Registered adviserregistration: previous registration
Aug 26, 2010 to Apr 21, 2025factForm ADV

Dated events

Occurred
Apr 21, 2025
Advisor changed firm
G•••••• L•••••• K••••••• left C•••••• G•••• • C• I•• for W•••••••• A•••••••• L•• (registered 2010-11-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:52f0c668-0506-f6df-7063-d1d80e7c57c8
First observed: Aug 26, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.