DFX Intelligence

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RIA / WealthPrivate fundventure capital fund3(c)(7)

PRINCIPAL-U LLC

advised by PRINCIPAL VP MANAGEMENT COMPANY LLC

Delaware, United States

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:52f4b035-dbe2-8adb-03db-5a99f764c902

Data as of Nov 25, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 1
Observed: Nov 25, 2024 to Nov 25, 2024
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Principal-U LLC

Venture fund · shared adv fund id

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Adviser: PRINCIPAL VP MANAGEMENT COMPANY LLCCRD 332876
Fund type: Venture Capital Fund
Latest reported GAV: $1.5Mgross asset value on Schedule D 7.B(1), as of 2024-11-25; never fund size
Peak reported GAV: $1.5M
Beneficial owners: 7
Minimum investment: $0
Owned by the adviser: 1300%
Owned by funds of funds: 0%
Owned by non-US persons: 0%
Clients solicited: no
Form D file number: 021-512024an SEC offering identifier; the Form D vehicle on the venture or private equity graph is linked above when the identity layer has it
Organised in: Delaware, United States
First reported: Nov 25, 2024
Last reported: Nov 25, 2024fund reporting on the SEC extract ends 2024-12-31
Filings reporting it: 1
Fund id: 805-4020288718

Reported gross asset value by filing

each Schedule D 7.B(1) row as filed; GAV is gross asset value, never fund size

Filed	GAV	Owners	Minimum	Adviser owns	Audited	Name as filed
Nov 25, 2024	$1.5M	7	$0	1300.0%	no	PRINCIPAL-U LLC

Custodians

Schedule D 7.B(1) question 25, as filed

Custodian	Legal name	City	State	Country	Related person	SEC number
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION	JPMORGAN CHASE BANK, NATIONAL ASSOCIATION	Columbus	Ohio	United States	no	n/a

Relationships

Advises (1)

← PRINCIPAL VP MANAGEMENT COMPANY LLCRegistered adviserVenture Capital Fund, ERA
Nov 25, 2024 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:52f4b035-dbe2-8adb-03db-5a99f764c902
First observed: Nov 25, 2024
Last observed: Nov 25, 2024 22 months ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PRINCIPAL-U LLC

advised by PRINCIPAL VP MANAGEMENT COMPANY LLC

Delaware, United States

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:52f4b035-dbe2-8adb-03db-5a99f764c902

Data as of Nov 25, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:38 AM UTC and rebuilt at most every 15 minutes.

Filed

GAV

Owners

Minimum

Adviser owns

Audited

Name as filed

Nov 25, 2024

$1.5M

1300.0%

PRINCIPAL-U LLC

Custodian

Legal name

City

State

Country

Related person

SEC number

JPMORGAN CHASE BANK, NATIONAL ASSOCIATION

Columbus

Ohio

United States

n/a