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Advisor at LPL FINANCIAL LLC
WICHITA, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 2, 2023 | n/a | yes | WICHITA, KS | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 29, 2023 | Oct 4, 2023 | no | WICHITA, KS | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Jun 9, 2021 | Jun 29, 2023 | no | EASTBOROUGH, KS|WICHITA, KS | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Jun 3, 2021 | Jun 9, 2021 | no | WICHITA, KS | Previous registration |
| EAGLE STRATEGIES LLC | Bd affiliated wealth | Apr 19, 2011 | May 26, 2021 | no | WICHITA, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | LPL FINANCIAL LLC | Oct 4, 2023 | Oct 2, 2023 | -2 | Firm change | Ibd to ibd |
| CETERA ADVISOR NETWORKS LLC | CETERA INVESTMENT ADVISERS LLC | Jun 29, 2023 | Jun 29, 2023 | 0 | Bulk transfer | Ibd to ibd |
| VOYA FINANCIAL ADVISORS, INC. | CETERA ADVISOR NETWORKS LLC | Jun 9, 2021 | Jun 9, 2021 | 0 | Firm change | Ibd to ibd |
| EAGLE STRATEGIES LLC | VOYA FINANCIAL ADVISORS, INC. | May 26, 2021 | Jun 3, 2021 | 8 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:6413:KS:2023-10-04 | Oct 4, 2023 | Oct 2, 2023 | WICHITA, KS | Firm change |
| 2882:13572:KS:2021-06-09 | Jun 9, 2021 | Jun 9, 2021 | WICHITA, KS | Firm change |