DFX Intelligence

D•••• R•• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

D•••• R•• M•••••••

Advisor at T••••• A••••••• S•••••••• I•••

ATLANTA, GA

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Search this name across graphsid dfx:ria:530da6d4-a1c2-6505-1230-ab11c85d32ee

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 17, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• A••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 17, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Jan 13, 2022	n/a	yes	ATLANTA, GA	Current employment
W•••• F•••• A•••••••	Wirehouse	Oct 29, 2013	Jan 29, 2018	no	EUSTIS, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	T••••• A••••••• S•••••••• I•••	Jan 29, 2018	Jan 13, 2022	1,445	Firm change after gap	Wirehouse to ibd
E•••••••• A•••••••• L••	W•••• F•••• A•••••••	Oct 28, 2013	Oct 29, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:283390:FL:2018-01-24	Jan 29, 2018	Jan 13, 2022	EUSTIS, FL	Firm change after gap

Relationships

Registered with (3)

→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: current employment
Jan 13, 2022 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Oct 29, 2013 to Jan 29, 2018factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
May 8, 2013 to Oct 28, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:530da6d4-a1c2-6505-1230-ab11c85d32ee
First observed: May 17, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.