DFX Intelligence

W•••••• C••••••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor38 years in industry

W•••••• C••••••••• M•••••••

Advisor at S••••• W••••• M••••••••• L••

RED BANK, NJ

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Search this name across graphsid dfx:ria:531089f4-234a-c02b-e37c-d10a571842ce

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 1, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• M••••••••• L••	Independent wealth	Jul 30, 2018	n/a	yes	RED BANK, NJ	Current employment
S••••• W••••• M••••••••• L••	Independent wealth	Sep 17, 2014	Oct 25, 2016	no	TOMS RIVER, NJ\|RED BANK, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C• • G• F••••••••• L••	S••••• W••••• M••••••••• L••	Sep 25, 2017	Sep 17, 2014	-1,104	Firm change after gap	Other

Relationships

Registered with (2)

→ S••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 17, 2014 to Oct 25, 2016factForm ADV
→ C• • G• F••••••••• L••Registered adviserregistration: previous registration
May 1, 2008 to Sep 25, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:531089f4-234a-c02b-e37c-d10a571842ce
First observed: May 1, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.