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Advisor at VANGUARD ADVISERS, INC.
MALVERN, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VANGUARD ADVISERS, INC. | Bd affiliated wealth | May 26, 2026 | n/a | yes | MALVERN, PA | Current employment |
| TD PRIVATE CLIENT WEALTH LLC | Bd affiliated wealth | Jun 20, 2022 | May 12, 2026 | no | EXTON, PA|Marlton, NJ|EXTON, PA|Devon, PA | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jul 25, 2006 | Dec 14, 2006 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TD PRIVATE CLIENT WEALTH LLC | VANGUARD ADVISERS, INC. | May 12, 2026 | May 26, 2026 | 14 | Firm change | Ibd to ibd |
| EQUITABLE ADVISORS, LLC | TD PRIVATE CLIENT WEALTH LLC | Dec 14, 2006 | Jun 20, 2022 | 5,667 | Firm change after gap | Ibd to ibd |