DFX Intelligence

R••• J••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant28 years in industry

R••• J••• D••••

Advisor at D•••••• F••••••••• L••

NOBLESVILLE, IN

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Search this name across graphsid dfx:ria:53168e8e-f964-2a5f-1453-9bc5c906cd1c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 1, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••• F••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••• F••••••••• L••	Independent wealth	Nov 18, 2016	n/a	yes	NOBLESVILLE, IN	Current employment
R•••••• W••••• M••••••••• L••	n/a	Aug 22, 2019	Nov 19, 2020	no	CARMEL, IN\|INDIANAPOLIS, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• W••••• M••••••••• L••	n/a	Nov 19, 2020	n/a	n/a	Departure no registered destination	Departure
E•••• S••••••••• L••	D•••••• F••••••••• L••	Nov 7, 2016	Nov 18, 2016	11

Relationships

Registered with (3)

→ D•••••• F••••••••• L••Registered adviserregistration: current employment
Nov 18, 2016 to presentfactForm ADV
→ R•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 22, 2019 to Nov 19, 2020factForm ADV
→ E•••• S••••••••• L••Registered adviserregistration: previous registration
Apr 1, 2014 to Nov 7, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:53168e8e-f964-2a5f-1453-9bc5c906cd1c
First observed: Aug 1, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.