DFX Intelligence

P••• J• G••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

P••• J• G••••••••

Advisor at N••••••••• M••••• I••••••••• S•••••••••

Milwaukee, WI

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Search this name across graphsid dfx:ria:5316d01f-2b41-a1a6-2ae4-207b9f2a133d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Sep 23, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• M••••• I••••••••• S•••••••••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Apr 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Jul 7, 2025	n/a	yes	Milwaukee, WI	Current employment
I•• G•••• W••••• M••••••••• L••	Former SEC adviser	Jun 14, 2021	Sep 23, 2024	no	DENVER, CO\|Milwaukee, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•• G•••• W••••• M••••••••• L••	N••••••••• M••••• I••••••••• S•••••••••	Sep 23, 2024	Jul 7, 2025	287	Firm change	Other
L•• F•••••••• L••	I•• G•••• W••••• M••••••••• L••	Sep 12, 2024	Jun 14, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
2225:16443:WI:2018-02-20	Feb 20, 2018	Dec 17, 2015	APPLETON, WI	Firm change after gap

Relationships

Registered with (6)

→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: current employment
Jul 7, 2025 to presentfactForm ADV
→ I•• G•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 14, 2021 to Sep 23, 2024factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 30, 2018 to Sep 12, 2024factForm ADV
→ P•••••• C••••• S•••••••• L••

Dated events

Occurred
Sep 23, 2024
Advisor changed firm
P••• J• G•••••••• left I•• G•••• W••••• M••••••••• L•• for N••••••••• M••••• I••••••••• S••••••••• (registered 2025-07-07)
Form ADVobserved 7 days ago
Occurred
Sep 12, 2024
Advisor changed firm
P••• J• G•••••••• left L•• F•••••••• L•• for I•• G•••• W••••• M••••••••• L•• (registered 2021-06-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5316d01f-2b41-a1a6-2ae4-207b9f2a133d
First observed: Sep 23, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.