DFX Intelligence

F••••••• F••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

F••••••• F••••••••• L••

CRD 150055

SEATTLE, WA

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Search this name across graphsid dfx:ria:53206a4f-75bc-8916-f5ed-ef3a20a281e2

Data as of Jul 27, 2012 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 1
On other graphs: 1
Observed: Mar 30, 2012 to Jul 27, 2012
6 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

F••••••• F••••••••• L••

Real estate fund manager · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $65.8M••• Locked
Discretionary RAUM: $19.6M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 111
SEC number

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
F••• L••	Securitized Asset Fund	$3.5M	May 31, 2012	10	Mar 30, 2012	reported	n/a
K•••••• I••••••••• L••	Real Estate Fund	$2.2M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G••••••• K•••••••	Member	D	yes	07/2008	Mar 30, 2012	Jul 27, 2012
G••••••• P•••••• T•••••	Member	D	yes	07/2008	Mar 30, 2012	Jul 27, 2012

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Bellevue	Wa	United States	n/a	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 30, 2012	$65.8M	$19.6M	n/a	n/a	n/a	6	$10.9M

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$65.8M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Controls (4)

← Y••••• W•••••• C••••••••OwnerPRESIDENT, ownership code C, individual
Mar 30, 2012 to presentfactForm ADV
← G••••••• P•••••• T•••••OwnerMEMBER, ownership code D, individual
Mar 30, 2012 to presentfactForm ADV
← G••••••• K•••••••OwnerMEMBER, ownership code D, individual
Mar 30, 2012 to presentfactForm ADV
← P••• A•• S•••••• L••OwnerMEMBER, ownership code E, domestic entity
Mar 30, 2012 to presentfact

Dated events

Occurred
May 19, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:53206a4f-75bc-8916-f5ed-ef3a20a281e2
First observed: Mar 30, 2012
Last observed: Jul 27, 2012 172 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.