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Advisor at RBC CAPITAL MARKETS, LLC
Arlington, VA | Vienna, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | Jan 19, 2023 | n/a | yes | Vienna, VA|Arlington, VA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jul 17, 2015 | Jan 26, 2023 | no | MCLEAN, VA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Mar 29, 2011 | Jul 28, 2015 | no | McLean, VA|WASHINGTON, DC|McLean, VA|WASHINGTON, DC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RBC CAPITAL MARKETS, LLC | Jan 26, 2023 | Jan 19, 2023 | -7 | Firm change | Wirehouse to ibd |
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Jul 28, 2015 | Jul 17, 2015 | -11 | Firm change | Wirehouse to wirehouse |