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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)39 years in industry

STEPHEN NICHOLAS SAYEGH

Advisor at LPL FINANCIAL LLC

MONROE, CT | BRIDGEPORT, CT | SHELTON, CT | SEYMOUR, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:532b28f3-ba5a-3490-1127-19e018a77b6b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 28, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 20, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Jan 20, 1987
First registration: Sep 28, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 1538929

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 17, 2022	n/a	yes	SHELTON, CT\|SHELTON, CT\|SEYMOUR, CT\|BRIDGEPORT, CT\|BRIDGEPORT, CT\|MONROE, CT	Current employment
PEOPLE'S UNITED ADVISORS, INC.	Former SEC adviser	May 22, 2018	Aug 17, 2022	no	Huntington, CT	Previous registration
PEOPLE'S SECURITIES, INC.	Former SEC adviser	Sep 28, 2001	Mar 31, 2020	no	SHELTON, CT\|SHELTON, CT\|SHELTON, CT\|TRUMBULL, CT\|SEYMOUR, CT\|ANSONIA, CT\|SHELTON, CT\|BRIDGEPORT, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PEOPLE'S UNITED ADVISORS, INC.	LPL FINANCIAL LLC	Aug 17, 2022	Aug 17, 2022	0	Bulk transfer	RIA to RIA
PEOPLE'S SECURITIES, INC.	PEOPLE'S UNITED ADVISORS, INC.	Mar 31, 2020	May 22, 2018	-679	Bulk transfer	Other

Relationships

Registered with (3)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Aug 17, 2022 to presentfactForm ADV
→ PEOPLE'S UNITED ADVISORS, INC.Registered adviserregistration: previous registration
May 22, 2018 to Aug 17, 2022factForm ADV
→ PEOPLE'S SECURITIES, INC.Registered adviserregistration: previous registration
Sep 28, 2001 to Mar 31, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:532b28f3-ba5a-3490-1127-19e018a77b6b
First observed: Sep 28, 2001
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STEPHEN NICHOLAS SAYEGH

Advisor at LPL FINANCIAL LLC

MONROE, CT | BRIDGEPORT, CT | SHELTON, CT | SEYMOUR, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:532b28f3-ba5a-3490-1127-19e018a77b6b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:30 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LPL FINANCIAL LLC

Bd affiliated wealth

Aug 17, 2022

n/a

yes

Current employment

PEOPLE'S UNITED ADVISORS, INC.

Former SEC adviser

May 22, 2018

Aug 17, 2022

Huntington, CT

Previous registration

PEOPLE'S SECURITIES, INC.

Former SEC adviser

Sep 28, 2001

Mar 31, 2020

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

PEOPLE'S UNITED ADVISORS, INC.

LPL FINANCIAL LLC

Aug 17, 2022

Bulk transfer

RIA to RIA

PEOPLE'S SECURITIES, INC.

PEOPLE'S UNITED ADVISORS, INC.

Mar 31, 2020

May 22, 2018

-679

Bulk transfer

Other