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Advisor at OAKWOOD WEALTH ADVISORS LTD.
NAPERVILLE, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OAKWOOD WEALTH ADVISORS LTD. | State registered | Aug 7, 2012 | n/a | yes | NAPERVILLE, IL | Current employment |
| DAVID A. NOYES & COMPANY | Former SEC adviser | Aug 29, 2011 | Aug 7, 2012 | no | CHICAGO, IL | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Sep 27, 2011 | no | OAKBROOK TERRACE, IL|Oak Brook, IL | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 5, 2009 | Jun 1, 2009 | no | OAKBROOK TERRACE, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DAVID A. NOYES & COMPANY | OAKWOOD WEALTH ADVISORS LTD. | Aug 7, 2012 | Aug 7, 2012 | 0 | Firm change | Other |
| MORGAN STANLEY | DAVID A. NOYES & COMPANY | Sep 27, 2011 | Aug 29, 2011 | -29 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |