DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 131520
NEWTON, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| ASCENT MEDICAL TECHNOLOGY FUND II, LP | Venture Capital Fund | $10.2M | Mar 2, 2017 | 5 | Apr 3, 2012 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| FARLEY, PEGGY, ANN | PRESIDENT AND CEO/CHIEF COMPLIANCE OFFICER | D | yes | 04/2004 | Apr 3, 2012 | Apr 1, 2020 |
| GROTH, KARL | MANAGING DIRECTOR | B | yes | 04/2004 | Apr 3, 2012 | Apr 1, 2020 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2019 | Apr 1, 2020 | $26.5M | $26.5M | 2 | 1 | 0 | n/a | n/a |
| 2018 | Mar 25, 2019 | $25.2M | $25.2M | 2 | 1 | 0 | n/a | n/a |
| 2017 | Mar 14, 2018 | $26.8M | $26.8M | 2 | 1 | 0 | n/a | n/a |
| 2016 | Mar 2, 2017 | $39.4M | $39.4M | 2 | 1 | n/a | 1 | $10.2M |
| 2015 | Mar 3, 2016 | $36.4M | $36.4M | 2 | 1 | n/a | 1 | $10.2M |
| 2014 | May 1, 2015 | $34.4M | $34.4M | 2 | 1 | n/a | 1 | $10.2M |
| 2013 | Mar 18, 2014 | $29.7M | $29.7M | 2 | 1 | n/a | 1 | $10.2M |
| 2012 | May 7, 2013 | $27.5M | $27.5M | 2 | 1 | n/a | 1 | $10.2M |
| 2011 | Apr 3, 2012 | $25.3M | $25.3M | n/a | n/a | n/a | 1 | $10.2M |
| 1914 | Mar 31, 2015 | $31.2M | $31.2M | 2 | 1 | n/a | 1 | $10.2M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2019 | $26.5M | $25.2M | 5.1% | $39.4M | -12.4% | 2 | 2 | 0 | 0 |