DFX Intelligence

D••••• W•••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

D••••• W•••••• S•••••••

Advisor at J••••• M••••••••• S•••• L••

PHILADELPHIA, PA

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Search this name across graphsid dfx:ria:532d101c-cd76-30c9-5d7f-540a2065443b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 1, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••••• M••••••••• S•••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 29, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••••• M••••••••• S•••• L••	Bd affiliated wealth	Oct 24, 2022	n/a	yes	PHILADELPHIA, PA	Current employment
I•• W••••• A••••••• L••	Independent wealth	Apr 25, 2019	Oct 21, 2022	no	SILVERDALE, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•• W••••• A••••••• L••	J••••• M••••••••• S•••• L••	Oct 21, 2022	Oct 24, 2022	3	Firm change	RIA to ibd
K••••• A••••••• S•••••••• L••	I•• W••••• A••••••• L••	Aug 19, 2019	Apr 25, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
283330:301127:PA:2019-08-05	Aug 19, 2019	Apr 25, 2019	SILVERDALE, PA	Firm change after gap

Relationships

Registered with (5)

→ J••••• M••••••••• S•••• L••Registered adviserregistration: current employment
Oct 24, 2022 to presentfactForm ADV
→ I•• W••••• A••••••• L••Registered adviserregistration: previous registration
Apr 25, 2019 to Oct 21, 2022factForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 19, 2016 to Aug 19, 2019factForm ADV
→ N•• A•••••• S•••••••• L••

Dated events

Occurred
Oct 21, 2022
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:532d101c-cd76-30c9-5d7f-540a2065443b
First observed: Oct 1, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.